2013
May
16
Commodity Futures Trading Corporation Faces a Row of Law suite
Commodity Futures Trading Corporation is facing wrath of major derivatives players
Dodd-Frank Swap Trading Rule Mandate
The Commodity Futures Trading Commission voted 4-1 over final Dodd-Frank swap trading rules which will increase competition in private swaps market
2012
Dec
04
Securities and Exchange Commission Charges China Affiliates for Top Five Accounting Firms
The Securities and Exchange Commission (SEC) has filed complaint against the Chinese affiliates of the world’s top five U.S. accounting firms.
03
Selftrade to Implement Peterevans Xanite for Processing Efficiency
Selftrade will implement Peterevans’ Xanite platform to deliver processing efficiency and enhanced functionality for their back office operations.
Wall Street Banks to Help Clients Sidestep U.S. Derivatives Rules
Wall Street banks are helping their off shore clients to sidestep the new U.S. rules pertaining to derivatives.
Smaller Hedge Funds Attracting Significant Number of Investors: Ernst & Young
According to the Ernst & Young’s 2012 Global Survey Hedge Fund and Investor survey, a significant number of investors are increasing their allocations to emerging and start-up funds.
Nov
30
AFP Habitat Has Selected Princeton Financial AE Systems MIG21AE Compliance
AFP Habitat S.A has selected Princeton Financial AE Systems MIG21 AE, their investment compliance solution.
29
Securities and Exchange Commission to Take Action against SAC Capital
Securities and Exchange Commission (SEC) is considering taking enforcement against SAC Capital Advisors over an insider trading case.
Pugh Capital Management Inc. Implements Linedata Longview
Pugh Capital Management, Inc. has implemented Linedata Longview platform for its front office solution as it comprises of portfolio management,
Corporate Treasury Professionals’ Changing Attitude towards Cash Investments: SunGard Study
The SunGard cash management study reveals that the treasury management professionals are changing their attitude towards cash investment against the backdrop of regulatory,