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FINRA's Proposed Rule on Outsourcing to a Third-Party Service Provider

September 22, 2011

On March 29, 2011, the Financial Industry Regulatory Authority (FINRA) published for industry comment Proposed Rule 31901, which clarifies the scope of its members' obligations and supervisory responsibilities for functions which they outsource to a third-party service provider.

Managing Turbulence in the Cloud

May 5, 2011

A large proportion of Fortune 500 organizations are now using or planning to use cloud computing-based services. Along with the alluring benefits of cloud-based services, however, come significant risks and operational and legal challenges.
Proposed FINRA Regulatory Changes Regarding Outsourcing That Require Attention

Recruitment Process Outsourcing: A Counterintuitive Idea Whose Time Has Come

March 17, 2009

Few of us, even over the course of long careers, have experienced the disruptions that we are witnessing in the financial services industry today, and certainly not to the extent of what has to be termed a crisis.

Offshore Document Review Poised for Growth Amidst Financial Crisis

February 3, 2009

Since there is a proven correlation between a slowing economy and increased litigation, we can expect to see a surge of litigation due to the financial crisis.

Renegotiation Success: How to Manage the Legal Pitfalls of BPO

November 2, 2007

Companies involved in outsourcing arrangements sometimes find themselves considering termination of the agreement because the service provider’s deliverables are not meeting contractual expectations.

Taking Stock of Your Service Provider

August 1, 2007

Equity ownership or joint venture creation can sweeten a deal with a vendor. But it’s essential to look before you leap.

Compliance With Law in Hedge Fund Outsourcing

February 2, 2007

Compliance with law is a distinctly challenging issue in any outsourcing transaction.

Best Practices in Setting Up Captive Sites

August 1, 2006

With its near-shore location and a strong domestic IT market, Brazil is actively promoting itself as an IT services offshore destination.

Enablement Is the New Governance

May 1, 2006

Organizations preparing to outsource one or more significant business functions invariably seize on governance as the key to their success.

Governance--Its Never Too Early

May 1, 2006

Contract Law 101. Every first-year law student learns an established tenet of contract law: a contract memorializes the meeting of the minds of the parties to the contract.

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