Financial service companies, facing evolving regulations and dynamic market conditions, are keeping a close eye on changes in the economy, regulatory frameworks, compliance measures and technology solutions. With growing regulatory and compliance requirements, a greater emphasis will be placed on corporate governance, risk and compliance within the financial services industry. Firms face a tough task in adhering to compliance frameworks and managing Cybersecurity risks, while at the same time providing services at competitive prices.

To meet these challenges, firms need to prioritize their focus areas. Many firms are taking a holistic approach to compliance and looking to develop products and services as they search for ways to meet regulatory mandates while also increasing operational efficiency.  Also, given the increasing pace and complexity of the Cyber threats, corporations must adopt approaches to cybersecurity that will require much more engagement from the CEO and other senior executives to protect critical business information without constraining innovation and growth.

During this world class networking event, which offers attendees the opportunity to gain insights and share ideas with industry colleagues and experts, we’ll look at the major transformations that the financial services industry faces in this era of evolving regulatory frameworks. Attendees will get a fresh perspective on emerging trends and best practices for adhering to current requirements and making them an integral part of the strategic planning processes. 


Who should attend:

  • C-Suite Officers: Chief Executive Officers, Chief Compliance Officers, Chief Outsourcing Officers, Chief Information Officers, Chief Operations Officers, Chief Strategy Officers, Chief Marketing Officers, Chief Legal Counsel
  • Members of the Board of Directors
  • Heads of Legal, Performance Measurement, and Compliance Departments
  • Vice President and Directors of Operational Risk, Enterprise Risk, Governance, Outsourcing, Performance Measurement, and Vendor Management
  • Risk and Compliance Managers
  • Project Managers of Governance, Risk, and Compliance
  • Executives involved in Governance, Risk, and Compliance initiatives



Advance Preparation-None

Additional Notes-This seminar qualifies for CPE credit.



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