Welcome to the "Assessing the Impact of Regulatory Reforms on Governance, Risk and Compliance in Capital Markets and Banking" Survey. This survey should take less than 10 minutes to complete.

To thank you for participating, financial services industry participants will receive an Executive Summary with actionable insights based on the survey results.

The survey’s objective is to document how capital markets and banks are reframing their governance, risk, and compliance (GRC) processes to meet regulatory requirements yet still improve business profitability. In addition, the survey will highlight the technologies, systems, and data management tools organizations will use to support GRC.

Thank you for your time.

Please note that we do not store survey information. Once the survey is completed, we disable any temporary links between your identity and your answers.

Note: Please respond to all questions.
Which of the following best describes your company’s business?  
  • Capital Markets
  • Banking
  • Other, please specify     
Where are your company’s operational centers located? (Check all that apply)  

How many full-time employees (FTE) does your company employ globally? (Do not include non-employees such as contractors or captive center employees.)  

Which of the following best describes your functional role in the organization?  

Which of the following best describes your role within the company?  

What are the top 3 regulations impacting your business unit?  

"Once you click next, you will not be able to go to the previous page for changing your answers"